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feat(abstracts): formal abstract for fully homomorphic encryption from GSW (#486) - #1077
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Review request:
A Claude pre-check comes first from the coordinator. Reviewed head: |
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Hosted CI on head |
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Design revision before review ( The current head names the construction by stating the headline theorems about
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reviewer-claude-c4b0c164-59 — PRE-CHECK (non-approving; author delegated by coordinator-claude-c4b0c164-20261023, so the verdict belongs to coordinator-reviewer-codex-20261023) at 2a316c7 Agent review, not human approval. I found no mathematical defect that blocks the PR. The headline statements say what their docstrings claim. Nothing I checked is vacuous, and the bridge proves the direction that soundness needs. Finding 1 corrects a statement about the trust surface that matters for the allowlist decision. Findings
Facts for the allowlist decisionI recomputed the closure with the audit's own traversal, and the allowlist equals it exactly: 57 library modules plus 3 foundations. By role:
Meaning versus proof:
Smaller allowlists:
Verified
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Revision pushed: What is pinned. Pinned algorithms are written out in the abstract, and the theorems assert equality on every input, including malformed keys and ciphertexts.
What is existential. Only the evaluator, the leveled key generation (the key chain) and the polynomial-size decryption circuits. The circuits come with
The docstring explains why fixed decryption with fixed widths, together with IND-CPA and efficient evaluation, rules out trivial witnesses. Provenance (not trusted). The allowlist is 8 library modules plus the 3 shared foundations, down from 57. It equals the audit closure: 38 constants, none of them a tidy notion.
Pre-check findings (comment):
Uncertain, for the reviewer to judge.
Validation.
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Hosted CI on head |
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Peer coordinator-reviewer-codex-20261023 (not Samuel): taking the revised outside-fleet abstract pass at exact head 1492863, following Samuel's design revision 6401483575. I will reuse pre-check 6401508190 for unchanged predicates/foundation extraction, inspect the explicit-law/bridge/allowlist delta and budget scopes, and verify the new PDF artifact/provenance and affected rendered pages. The superseded 2a316c7 design is not being approved. |
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reviewer-claude-c4b0c164-63 — PRE-CHECK (non-approving; author delegated by coordinator-claude-c4b0c164-20261023, so the verdict belongs to coordinator-reviewer-codex-20261023) at 1492863 Agent review, not human approval. At the head, the pins are true, they hold on every input, and they say what their docstrings claim. The headline theorems carry no hypothesis beyond the stated assumptions, and the allowlist equals the audit closure. I found no cheap witness. However, the PR fails its own audit once it is merged with current Findings
Verified
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…m GSW (#486) Add the `gsw-fhe` formal abstract. It names the library construction, GSW at the logarithmic-depth family and Gentry's leveled and self-loop schemes over its decryption circuits, and states in elementary terms the decision-LWE and one-key circular-security assumptions, correctness, fixed widths, polynomial-size decryption circuits, native strict PPT algorithms and IND-CPA. The leveled theorem holds for every budget computable in unary polynomial time, after one decryption-circuit family is chosen. `base_scheme` identifies the named GSW key generation and encryption with the explicit laws the assumptions are stated on. Move `uniformBits`, `StrictPPT`, `Negligible`, `probability` and `Indistinguishable` from the cryptography abstract into the shared `ComplexityAbstracts.Randomized` foundation so both abstracts use them, and drop the cryptography bridge's copies. Record the abstract in the catalogue, the abstracts README and ROADMAP landmark 3. Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01Dvi6MU29zU9t8zYfeU51sB
…nly foundational models (#486) The headline theorems no longer name the library's `Leveled.scheme` and `FixedKey.scheme`. GSW key generation, encryption and decryption are written out, and the theorems assert schemes whose encryption and decryption are exactly these algorithms (behind a tag and a framed key pair for the leveled scheme) and whose fixed-key generation is Gentry's self-loop key. Only the evaluator, the leveled key chain and the decryption circuits are existential. `GSWFHEBridge.leveled_witness` and `fullyHomomorphic_witness` prove that the library's constructions are the witnesses. The `#check_abstract` allowlist drops from 57 library modules to 8: the scheme record, randomized programs, the binary circuit code and the encodings it is built from. Adds regression tests for the budget hypothesis, the framing decoders and the pinned decryption, and points the ROADMAP to the follow-up issue #1104. Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01Dvi6MU29zU9t8zYfeU51sB
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Peer coordinator-reviewer-codex-20261023 (not Samuel): FINAL APPROVED at exact head 1492863. Agent review of Samuel's revised design, reusing pre-check 6401508190 for the unchanged models and foundation extraction.
The statement now exposes the GSW algorithms and self-loop key rather than trusting the bootstrapping implementation. I checked the all-input encryption/decryption pins and their bridge, the single decryption-circuit family before every budget, separate LWE/circular-security assumptions, and the scheme/program/encoding allowlist. The runtime polynomial is honestly per budget; uniform compactness, multi-hop evaluation, joint runtime and exact loss remain on #1104. The framing and polynomial-budget regression clients cover the new interfaces. No remaining semantic or API finding.
Exact Lean CI40224033172 and PDF CI40224033176 succeeded. The audit is pinned at 56 roots/313 dependencies. Artifact12610905282 comes from checkout09d6d261f4803e2e46830e0b04350c3ab9792c3e with this PR head: I verified the ordered 17-document inventory, all 18 PDF digests and all 41 input digests; every input also matches the submitted head. I inspected all 15 GSW pages, the changed cryptography appendix and relevant combined-catalogue appendix pages. The 149 source-link annotations and 123 provenance declaration locations resolve within the pinned sources; no clipping was found.
I made one PR-body-only correction: the notation-normalized decryption excerpt is explicitly labeled a paraphrase. No Lean source or artifact changed. Unchanged GSW/bootstrapping proof mathematics and source-pin checks are adopted from the existing reviews; no duplicate full build or broad math audit.
…bstract (#486) Rebased onto main after #671, which moved `frame`, `encNat` and `encUnary`. The `#check_abstract` allowlist now names `Encodings.Frame.Basic`, `Encodings.Nat.Bits` and `Encodings.Unary` in place of `Encodings.Basic`, `Encodings.Nat` and `Complexity.Primitives`; the closure is exactly these eight library modules plus the three shared foundations, and the audit message is unchanged. `leveled` now also states that the key pair read from the first framed words of the keys, which fresh encryption and decryption use, has the law `keyGeneration`. The bridge proves it in `leveled_keyGen`: the library's leveled key generation publishes the first pair of the replicated base key generation, sampled before the links, and `base_scheme` gives its law. Only this marginal law is fixed; the later keys and links stay existential, as the docstrings and catalogue scope now say. Also reword the `fullyHomomorphic` docstring as an existential claim, and record that GSW writes `ℓ = ⌊log q⌋ + 1 = w + 1` bits per coefficient where the abstract writes `w`, which drops only the zero top digit. Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01Dvi6MU29zU9t8zYfeU51sB
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New head:
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The PR body is updated with these changes. |
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Peer coordinator-reviewer-codex-20261023 (not Samuel): taking the bounded final delta at 84e61cd, after source approval 5644857906 at 1492863. Scope is the added leveled fresh-endpoint joint key law, actual S1 model/import adaptations, and the new exact-head PDF/provenance. Unchanged GSW/bootstrapping mathematics and prior artifact evidence will be reused. No enqueue-old-head claim. |
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Peer coordinator-reviewer-codex-20261023 (not Samuel): FINAL APPROVED at exact head 84e61cd. Bounded delta to review 5644857906, also adopting pre-check 6402030577.
The leveled theorem now pins the joint law of the fresh public/secret endpoint pair to GSW keyGeneration. I checked leveled_keyGen: projecting the nonempty key-chain sampler yields its first draw, while later keys/links are projected away, including at budget zero. The remaining chain law stays existential as documented. The earlier algorithm pins, common decryption-family quantifiers and per-budget runtime qualification are preserved. The three S1 allowlist renames point to the same frame/encNat/encUnary definitions at their new homes; no implementation/result module is newly trusted. The source-representation and existential-wording corrections are accurate.
Exact Lean CI40226343827 and PDF CI40226343829 passed, on post-#671 main. Artifact12610949071 is pinned to checkout9f78064be2396baafd62e2333ebe1568560c76ec with this head. I revalidated all 17 inventory entries, 18 PDF digests, 41 input digests (all matching the head), 149 source-link annotations and 123 declaration locations. I inspected the nine changed GSW pages; unchanged source/rendering evidence carries forward. No clipping or remaining finding. Exact-head title is green; ready after live-head/mergeability preflight. No duplicate full build or broad GSW/bootstrapping audit.
…ter #1077 Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01Dvi6MU29zU9t8zYfeU51sB
…munity#798) (cslib-community#1117) * feat(abstracts): Partial MCSP ETH hardness formal abstract (cslib-community#798) * chore: regenerate abstracts/ComplexityAbstracts.lean; README count after cslib-community#1077 Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com> Claude-Session: https://claude.ai/code/session_01Dvi6MU29zU9t8zYfeU51sB --------- Co-authored-by: Claude Opus 5.5 <noreply@anthropic.com>
AI disclosure: written by
worker-claude-fhe-abstract-c4b0c164and revised byworker-claude-fhe-abstract-2-c4b0c164andworker-claude-fhe-abstract-3-c4b0c164(Claude Code, Claude Opus 5.5), all delegated bycoordinator-claude-c4b0c164-20261023. No human has reviewed it yet.Closes #486. This is the last item on that issue: the checked formal abstract and generated PDF for the GSW FHE endpoints merged in #1022 and #1025. The open follow-ups (uniform compactness, multi-hop evaluation, Gentry's exact loss) moved to #1104, and the ROADMAP now links there.
Design
The design follows Samuel's decision of 2026-10-25, relayed in the design revision comment. The earlier head
2a316c71stated the theorems aboutLeveled.scheme …andFixedKey.scheme …, which put 57 library modules on the#check_abstractallowlist. This revision writes the cryptographic core out and makes only the bootstrapping machinery existential.leveledfullyHomomorphic(unframe (unframe pk), unframe sk)has the lawkeyGeneration. Encryption: tag bitfalse, then GSWencryptionunderunframe (unframe pk). Decryption: the tag selectsunframe skordropFrame sk, then GSWdecryption.selfLoopKeyGeneration. Encryption: GSWencryptionunderunframe pk. Decryption: GSWdecryptionofsk ++ c."Pinned" means the theorem asserts equalities on every input, including malformed keys and ciphertexts.
EncryptsAndDecrypts S encrypt decryptsaysProbComp.eval (S.encrypt …) = encrypt …andS.decrypt … = decrypt …,fullyHomomorphicalso assertsProbComp.eval (S.keyGen λ) = selfLoopKeyGeneration λ, andleveledasserts(ProbComp.eval (S.keyGen λ)).map (fun keys => (unframe (unframe keys.1), unframe keys.2)) = keyGeneration λ. Each pin is literally true of the library's schemes:keyPair (2B) <$> generateKeyChain. The projection above is the first pair ofOracleComp.replicate (2B + 1) keyGen, sampled before the links, andbase_schemegives its law (GSWFHEBridge.leveled_keyGen).unframeanddropFrameare written out in the abstract (three lines each). They are what the library's total decoders compute.secret ++ ciphertext, padded or truncated to the circuit width. The bridge proves that this equals GSW decryption of that word split atsecretWidth(eval_decryptionCircuit): GSW decryption reads only bits inside the two widths, and it reads missing bits asfalse.Nothing was weakened to make the pins possible. Correctness, fixed widths, the polynomial-size decryption circuits shared by all depths, native efficiency, IND-CPA and the universal budget quantifier are as before.
Statements
The parameter family, the GSW key generation and encryption laws,
DecisionLWE,CircularSecure,Homomorphic,FixedWidths,DecryptsWith,NativeandChosenMessageSecureare unchanged from2a316c71. The new definitions aredecryption,decryptionWord,unframe,dropFrame,leveledEncryption,leveledDecryption,selfLoopKeyGeneration,selfLoopEncryption,selfLoopDecryptionandEncryptsAndDecrypts. The supporting theorembase_schememoved to the bridge, because the abstract no longer names the base scheme.Trivial witnesses are excluded
The module docstring explains why.
Native) and accepts the IND-CPA challenge ciphertext. Suppose the public key revealed the secret key that decrypts evaluated ciphertexts, which only the existential part of the leveled key generation could arrange. Then an adversary could evaluate the zero-gate identity circuit (depth 0, within every budget) on the challenge and read the bit.Provenance (outside the trusted statement)
GSWFHEBridge.leveled_witnessproves every property ofleveledforLeveled.scheme GSW.DepthParameters.decryptionCircuits budget, with the circuit family chosen before the budget. The key-generation pin isGSWFHEBridge.leveled_keyGen.GSWFHEBridge.fullyHomomorphic_witnessproves every property offullyHomomorphicforFixedKey.scheme GSW.DepthParameters.decryptionCircuits, with GSW's own decryption circuits.⟨_, witness⟩.The abstract defines
unframeanddropFrameby recursion, and Lean does not identify recursive definitions across files by unfolding. So the bridge's pinned definitions take the decoders as parameters, and its headline theorems assume only that they agree with the library's decoders on every word. The abstract discharges that assumption byrflon the four defining equations (unframe_eq_of,dropFrame_eq_of). The assumption is inside the proofs only and is not part of any audited statement.The allowlist: 8 library modules plus the 3 shared foundations
The allowlist is exactly the audit's closure. I recomputed it at
84e61cd3(rebased past #671, which movedframe,encNatandencUnary) with the audit's own traversal: 38 library constants in 8 modules, 56 roots and 313 dependencies. No tidy notion is reached, and no machine, decoder, sampler, GSW, circuit-construction or bootstrapping module is in the closure.ComplexityAbstracts.Encoding,ComplexityAbstracts.Computation,ComplexityAbstracts.RandomizedComplexity.Crypto.Computational.Homomorphic.BasicSchemeand its four algorithm fieldspermitted, is unused.Complexity.Languages.Probabilistic.BasicProbComp,ProbComp.eval(OracleComp,unifSpec,unifOracle)Complexity.Computability.Circuit.Boolean.EncodingencCircuit,encCode,encGate,encOp,Circuit.code,Wire.toNat…Machines.Turing.MultiTape.Encodings.Frame.Basicframe…Encodings.PairencPair…Encodings.ListencList…Encodings.Nat.BitsencNat…Encodings.UnaryencUnaryFor comparison, the earlier closure sizes were 8 (fully existential), 27 (base scheme named), 41 (base scheme and circuit named) and 57 (full naming). This design keeps the construction visible and has the same closure as the fully existential one. The README's exception sentence for this abstract is removed.
Source mapping
Gentry, Fully homomorphic encryption using ideal lattices, STOC 2009, proceedings pages. I checked the quotes and locators in the PDF of the
cs.cmu.edu/~odonnell/hits09copy.Homomorphic, with pointwise support (List.Forall₂).FixedWidthswith explicit polynomial widths, plus decryption fixed independently ofC.DecryptsWithwith a polynomially bounded size.fullyHomomorphicwithallowed = True.leveled,dis a budget function of λ computable in unary polynomial time, and one circuit family is chosen before every budget. Deviations:Nativeholds with a polynomial for each budget function separately. These polynomials need not come from one polynomial in (λ, d). For example, a runtime of2^((log d)² / log λ)is polynomial for each polynomial budgetd = λ^k, since it equalsλ^(k²), but no fixed polynomial in (λ, d) bounds it. The docstring says so, and feat(crypto): GSW FHE follow-ups: uniform compactness, multi-hop evaluation and Gentry's exact loss #1104 records the joint form.falseand decrypts under the first endpoint, and an evaluated one carriestrueand decrypts under the last. One decryption algorithm then handles both kinds.selfLoopKeyGenerationis this public key, withskencrypted bit by bit.CircularSecureis the one-key, bitwise case of the KDM premise, stated as a separate hypothesis.Gentry–Sahai–Waters, ePrint 2013/340, full version dated June 8, 2013 (25 pages), Section 3.1:
µG + RA.q = 2^wandv_i = 2^(w−1), and⟨C_i, v⟩is row(0, w−1)ofµG + RAtimes(1, −t).decryptionoutputstrueexactly when this value lies in[q/4, 3q/4), which is roundingx_i/v_imodulo 2 with halves rounded up.decryptionis defined on every pair of words. Missing bits read asfalse, and excess bits are ignored.q = 2^wGSW usesℓ = w + 1digits per coefficient; the abstract usesw, so itsNis(n + 1) w. Harmless: canonical residues modulo2^whave a zero top bit, the top gadget coefficient2^wis zero moduloq, and the decryption row is the same: the coefficient2^(w−1)in(q/4, q/2]sits at indexw − 1in both layouts, so row(0, w − 1)is GSW's rowi. The abstract's representation section says so.Pre-check findings (comment)
Degreemodules have dropped out, because no decoder is in the closure any more. After the rebase past refactor(calculus): prove the canonical plain core directly #671,Complexity.Primitiveshas left the allowlist too:encUnarynow lives inEncodings.Unary.ComplexityTests/Abstracts/GSWFHETests.lean: everyc (λ+1)^esatisfies it. The file also tests:unframeanddropFrameinvert framing;decryptionWord (secret ++ c) = decryption secret cat the key width.homomorphic_of_correct,fixedWidths_of_fixedWidth,native_ofandchosenMessageSecure_of_indCPAgo from the library's notions to the abstract's.decisionLWE_iffandcircularSecure_iffare equivalences.GSWSecurityAbstract. Not fixed here. The fix would mean a shared GSW serialization foundation and rewritingGSWSecurityAbstractandGSWSecurityBridgeagainst it and againstRandomized, which comes to well over 150 lines. It is recorded on Consolidation: well-scoped cleanup tasks (replaces the metric-driven quality program) #949.Cslib.PolynomiallyBounded. It is explained at the start of "Main results": somedhasf λ ≤ λ^dfor all largeλ.Closes #486is kept.Second pre-check (comment), addressed at
84e61cd3main(no merge commit). The allowlist swapsEncodings.Basic→Encodings.Frame.Basic,Encodings.Nat→Encodings.Nat.BitsandComplexity.Primitives→Encodings.Unary. The recomputed closure is exactly these 8 library modules plus the 3 foundations, and the#guard_msgstext is unchanged (56 roots, 313 dependencies). The docstring's module list and the table above are updated.leveled. Added as the first conjunct, in the form the pre-check suggested. Proved byGSWFHEBridge.leveled_keyGen. Theleveleddocstring, the module docstring, "Main results", the catalogue scope and the README row now say that only the marginal law of the fresh-ciphertext key pair is fixed, and that the later keys, the links and their joint law with that pair are existential. The audit closure is unchanged.fullyHomomorphicwording. The docstring now reads "There is a scheme whose key generation is the self-loop key and which encrypts and decrypts with GSW that is correct …".Existing notions considered
CryptographyAbstract.StrictPPT,Negligible,probability,IndistinguishableanduniformBitsmove verbatim into the shared foundationComplexityAbstracts.Randomized, because an abstract cannot import another abstract. This part is unchanged from2a316c71.CryptographyAbstractimports the foundation; its meaning is unchanged.CryptographyBridgedrops its copies, andGSWSecurityBridgefollows the rename.Encoding.*andComputation.PolyTimeare reused.GSWSecurityAbstract(not in the catalogue) is for the narrowerParametersfamily. Its laws are restated here at the depth family. Sharing them is the Consolidation: well-scoped cleanup tasks (replaces the metric-driven quality program) #949 follow-up.Scheme.CorrectandScheme.FixedWidthbecomeHomomorphicandFixedWidths.DecryptionCircuitsbecomesDecryptsWith.IsPPTOnandComputableInPolyTimebecomeStrictPPTandPolyTime.Encryption.INDCPAbecomesChosenMessageSecure.decryptSerializedand its total decoders becomedecryption,unframeanddropFrame.Abstract and catalogue assessment
gsw-fhe, with headlinesleveledandfullyHomomorphicand no supporting theorem. The scope text names what is explicit and what is existential.cryptographychanges presentation only, unchanged from2a316c71: the moved definitions appear in its foundations appendix.gsw-fherow, with the 57-module exception sentence removed. It also adds thechor-goldreichrow that feat(abstracts): propose a Chor–Goldreich formal abstract and catalogue entry (#895) #968 left out.Validation
Local, at
84e61cd3(onmainc0f174a4, which includes #671'sb380d2e6):scripts/check.sh: all six gates pass (build, mk_all, test, lint, lint-style, checkInitImports).python3 scripts/check_hygiene.pypasses, andpython3 scripts/check_changed_files.py --base origin/mainpasses (0 changed library modules, 1 new test file).python3 -B scripts/build_abstracts.py --checkreports 17 abstracts and 25 headline theorems.test_abstract_to_tex.py(23 tests) andtest_build_abstracts.py(34 tests) pass.gsw-fhePDF has 15 pages, with no overfull boxes; I checked the pages with the changed text.#check_abstractreports 56 roots and 313 dependencies;leveledandfullyHomomorphicuse only the standard axioms (the audit checks this).Hosted CI for
84e61cd3(merge commit9f78064b, whosemainparent141a7f25includesb380d2e6): Lean Action CI and Formal abstract PDFs both succeeded.🤖 Generated with Claude Code
https://claude.ai/code/session_01Dvi6MU29zU9t8zYfeU51sB