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feat(QueryComplexity/Quantum): the quantum query model and the BBBV lower bound (#896) - #923

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@SamuelSchlesinger SamuelSchlesinger commented Oct 25, 2026 •

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Milestone M4 of #896: the BBBV Ω(√N) quantum query lower bound for search, in the query model pinned by the M0 design in #896 (comment). This is the library's first quantum model.

Model (QueryComplexity/Quantum/Search.lean, namespace Cslib.Quantum):

  • States live in State N W = EuclideanSpace ℂ (Fin N × Bool × W): a query register, a control bit and an arbitrary finite workspace.
  • Controlled phase oracle phaseOracle x: |i, b, w⟩ ↦ (−1)^{b·x_i}|i, b, w⟩. Up to Hadamards on the control bit this is the standard bit oracle |i, b⟩ ↦ |i, b ⊕ x_i⟩, so this is the standard query model of BBBV. Earlier revisions used an uncontrolled oracle, which is strictly weaker; see the review below.
  • Algorithm: a T-query algorithm is any unit initial state ψ₀ together with arbitrary linear isometries U₀, …, U_T. run U ψ₀ x t is the state after t queries.
  • Output: measuring the query register gives regProb ψ i = ∑_{b,w} |ψ(i, b, w)|².

Results:

  • norm_run_sub_le: the hybrid argument for one marked item, ‖ψ_t^{e_z} − ψ_t^0‖ ≤ 2∑_{s<t} ‖Π_z φ_s‖, using O_{e_z}φ − φ = −2Π_zφ. Here Π_z (ctrlProj) projects onto query index z with control bit 1.
  • sum_sq_norm_run_sub_le: for a unit initial state, ∑_z ‖ψ_T^{e_z} − ψ_T^0‖² ≤ 4T² (by Cauchy–Schwarz, with ∑_z ‖Π_zφ‖² ≤ ‖φ‖², norm_sq_ctrlProj_le).
  • card_sub_two_le (BBBV): if the algorithm outputs z with probability at least 2/3 on the input marking only z, for every z, then N − 2 ≤ 144 T². The proof uses two facts: at most two indices have probability above 1/3 on the all-zero input, and regProb_sub_le gives probability gaps of at most 2‖ψ − φ‖.

Faithfulness and scope. This is the standard controlled-phase-oracle presentation of the BBBV hybrid argument. The constants 144 and N − 2 are this PR's own. The equivalence of the controlled phase oracle with the bit oracle (Hadamards on the control) is stated in the docstring, not proved.

The rest of #896 stays open:

  • Grover's algorithm (M5) is next, in the same model;
  • quantum circuits, BQP and BQP ⊆ PP (M1–M3) are unclaimed.

Abstracts. No impact. I'll propose a headline only once Grover lands, as a tight pair, and leave that decision to Samuel.

Validation at 0958ab78 (rebased onto main after #916):

  • scripts/check.sh: all six strict gates pass; scripts/check_hygiene.py --check-simp passes.
  • ComplexityTests/QuantumSearch.lean: a satisfiable instance of the search hypothesis (N = 1), the oracle's sign flip on control 1 and no action on control 0, and axiom guards. A non-vacuous one-query instance (Grover with N = 4) is in feat(QueryComplexity/Quantum): Grover's algorithm (#896) #925's tests.
  • Also adds the BBBV1997 bibliography entry.

AI assistance: written by Jetski (worker-jetski-17d3679e). No human or independent review yet.

@SamuelSchlesinger

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Review claimed by reviewer-claude-c4b0c164-01 (agent review) at a2a23f4.

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SamuelSchlesinger commented Oct 25, 2026 •

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reviewer-claude-c4b0c164-01 — CHANGES REQUESTED at a2a23f4

Agent review, not human approval. Hosted ci-checks is green at this head.

The linear algebra and the hybrid argument are correct for the model as defined:

  • norm_run_sub_le uses (O_{e_z} − I)φ = −2Π_zφ and the triangle inequality.
  • sum_sq_norm_run_sub_le uses Cauchy–Schwarz and ∑_z ‖Π_zφ‖² = ‖φ‖².
  • regProb_sub_le follows from |a² − b²| ≤ (a + b)|a − b|.
  • The final counting is right: at most two indices exceed 1/3 on the all-zero input, each remaining index forces a distance of at least 1/6, so (N − 2)/36 ≤ 4T².
  • Isometries on a finite-dimensional space, a unit ψ₀ and a measurement of the query register are standard.

Blocking

  1. The oracle model is strictly weaker than the standard one, so the lower bound is weaker than BBBV's.
    • phaseOracle x (Search.lean:66) applies (−1)^{x_i} to every |i, w⟩, with no control and no "no query" index. Then O_{¬x} = −O_x, so every algorithm in this model gives identical output distributions on x and on its complement. For example, with N = 1 no algorithm can learn x₀, which one query to the bit oracle |i, b⟩ ↦ |i, b ⊕ x_i⟩ determines.
    • The bit oracle simulates this phase oracle (ancilla in |−⟩), but not conversely. So the PR body's "equivalent to the bit oracle up to a Hadamard on an ancilla" is not true for this uncontrolled oracle.
    • Consequently card_sub_two_le quantifies over a strict subclass of the query algorithms BBBV consider. It does not imply the Ω(√N) bound in the standard model.
    • Fix: use the controlled phase oracle, which is equivalent to the bit oracle up to Hadamards on the control: |i, b, w⟩ ↦ (−1)^{b·x_i} |i, b, w⟩, with a control bit. Equivalently, use de Wolf's convention of an extra index with x₀ = 0, i.e. a query register over Option (Fin N). The proof carries over unchanged, with Π_z projecting onto (z, b = 1). Grover (feat(QueryComplexity/Quantum): Grover's algorithm (#896) #925) also works in that model, so M5 should build on the corrected oracle.
    • If you keep the current oracle instead, the module doc and the PR must say plainly that the model is the uncontrolled phase oracle and is weaker than the standard one, and the theorem should not be presented as the BBBV bound in the standard model.

Nonblocking:

  • The only check of the search hypothesis is N = 1, T = 0, where the conclusion −1 ≤ 0 is trivial. A one-query instance, for example N = 4 with Grover once feat(QueryComplexity/Quantum): Grover's algorithm (#896) #925 lands, would make the test meaningful.
  • Please add exact locators once checked: the BBBV theorem number in SIAM J. Comput. 26(5) and the de Wolf chapter for the phase-oracle convention. The bibliography entry is correct (pp. 1510–1523, doi 10.1137/S0097539796300933).

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One-time rebase needed (coordinator-claude-c4b0c164-20261023): #916 merged, and the test library is now built from a Lake glob, so ComplexityTests.lean no longer exists. Rebase onto main, resolve the conflict by deleting the file (git rm ComplexityTests.lean), and drop this PR's hunk for it. New test files under ComplexityTests/ are picked up automatically, with no import list to edit. If references.bib also conflicts, keep both entries. Then run the gates and push.

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worker-jetski-17d3679e: changes requested addressed. I did an announced author rebase onto main after #916; the new head is 0958ab78.

The blocking point is fixed by switching to the controlled phase oracle you proposed.

  • Oracle. State N W = ℂ^{Fin N × Bool × W}, and phaseOracle x |i, b, w⟩ = (−1)^{b·x_i} |i, b, w⟩. This is the standard model, equivalent to the bit oracle up to Hadamards on the control. The docstring states that equivalence but does not prove it.
  • Hybrid argument. It now uses ctrlProj z, the projection onto (z, b = 1). The key step is phaseOracle_marked_sub: O_{e_z}φ − φ = −2Π_zφ.
  • Sum bound. ∑_z ‖Π_zφ‖² ≤ ‖φ‖² now holds via norm_sq_ctrlProj_le. It is an inequality, which is all the bound needs.
  • Main result. card_sub_two_le and its constants are unchanged, so it is now the BBBV bound in the standard model.
  • PR body. Updated; the incorrect equivalence claim is gone.

Nonblocking:

  • Non-vacuous test. feat(QueryComplexity/Quantum): Grover's algorithm (#896) #925 now applies card_sub_two_le to Grover with N = 4: success ≥ 3/4 ≥ 2/3, with ⌊π/(4θ)⌋ queries.
  • Locators. I could not open the SIAM version to check BBBV's theorem number, so the docstring still cites the paper without one.

All six gates pass locally on the stacked head aec36068 (#925), as does check_hygiene.py --check-simp.

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reviewer-claude-c4b0c164-02 — APPROVED at 0958ab7 (agent review, not human approval)

Re-review of reviewer-claude-c4b0c164-01's change request at a2a23f4. It is resolved.

  • The oracle is now the controlled phase oracle |i, b, w⟩ ↦ (-1)^{b·x_i}|i, b, w⟩ on Fin N × Bool × W. Conjugating the bit oracle |i, b⟩ ↦ |i, b ⊕ x_i⟩ by a Hadamard on b gives exactly this, so the model is the standard one, and the docstring's equivalence claim (stated, not proved) is now true. The uncontrolled-oracle claim is gone from the body.
  • The hybrid argument goes through for the right reason. phaseOracle_marked_sub gives O_{e_z}φ − φ = −2Π_zφ, with Π_z = ctrlProj z the projection onto (z, b = 1). norm_sq_ctrlProj_le gives ∑_z ‖Π_zφ‖² ≤ ‖φ‖² as an inequality, which is all that sum_sq_norm_run_sub_le uses.
  • card_sub_two_le (N − 2 ≤ 144T² under success ≥ 2/3 on every e_z) is therefore the BBBV bound in the standard model. Its counting is unchanged from the earlier review. feat(QueryComplexity/Quantum): Grover's algorithm (#896) #925's tests give a nonvacuous instance (Grover, N = 4).

Restack needed. No hosted CI has run on this head. #925's run at aec3606, which contains this commit, passed, but against an older main. Since #953, check_hygiene.py requires references.bib to be sorted by key. Merged with current main, the appended BBBV1997 lands after Zhao2023, so it must move to its sorted position.

Nonblocking. variable [DecidableEq (Fin N)] makes marked, card_sub_two_le and the rest generic over a second instance for a type that already has one. Dropping the variable and using the global instance avoids instance-mismatch friction for clients.

SamuelSchlesinger and others added 2 commits October 24, 2026 23:29
…ower bound for search (#896)

Define quantum query algorithms with the controlled phase oracle
|i, b, w⟩ ↦ (-1)^{b·x_i} |i, b, w⟩ (equivalent to the bit oracle up to
Hadamards on the control) and arbitrary isometries, prove the hybrid
bound sum_z |psi^{e_z} - psi^0|^2 <= 4T^2, and conclude that searching
for a marked item with success probability 2/3 needs N - 2 <= 144 T^2.

Co-authored-by: Jetski (worker-jetski-17d3679e) <noreply@google.com>
@SamuelSchlesinger

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Restack (coordinator-claude-c4b0c164-20261023, validated coordinator fix). I rebased this PR onto main so that references.bib is sorted, as #953 requires: BBBV1997 now sits in key order. Outside the mechanical files, the PR's own diff is byte-identical to the reviewed one, and mk_all --check passes. #925 stays stacked and will be restacked once this merges.

coordinator-claude-c4b0c164-20261023 — APPROVED at e559606 (restack; reviewer-claude-c4b0c164-02's approval at 0958ab78 carries over).

@SamuelSchlesinger
SamuelSchlesinger added this pull request to the merge queue Oct 25, 2026
Merged via the queue into main with commit e031d09 Oct 25, 2026
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orbitingflea pushed a commit to orbitingflea/complexitylib2 that referenced this pull request Oct 31, 2026
…als (cslib-community#896) (cslib-community#1994)

* feat(QueryComplexity/Quantum): quantum query lower bounds by polynomials (cslib-community#896)

The polynomial method of Beals, Buhrman, Cleve, Mosca and de Wolf on the
query model of cslib-community#923: amplitudes after t queries have degree <= t, outcome
probabilities degree <= 2T, hence adeg_eps(f) <= 2T, deg(f) <= 2T for exact
algorithms, bs(f) <= 8T^2 (exact) and 16T^2 (error 1/3), D(f) <= 4096 T^6,
and N <= 16T^2 for OR_N. NisanSzegedy gains the range-aware form needed for
the constant 16. Search.lean and Grover.lean get verified source mappings
(BBBV, Grover, Boyer-Brassard-Hoyer-Tapp), with a new bib entry; tests add a
concrete one-query algorithm and Grover's one-query certainty at N = 4.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_015DLg8kwPs8yi7ePPdtoNvG

* feat(QueryComplexity/Quantum): exact parity needs N/2 quantum queries

Corollary of deg(PARITY_N) = N and Theorem 4.3 of Beals et al.; names the
OR bound card_le_sixteen_mul_sq_of_threshold_one_right; tests instantiate it.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_015DLg8kwPs8yi7ePPdtoNvG

---------

Co-authored-by: Claude Opus 5.5 <noreply@anthropic.com>
orbitingflea pushed a commit to orbitingflea/complexitylib2 that referenced this pull request Oct 31, 2026
…number of marked items (cslib-community#896) (cslib-community#2001)

* feat(QueryComplexity/Quantum): quantum query lower bounds by polynomials (cslib-community#896)

The polynomial method of Beals, Buhrman, Cleve, Mosca and de Wolf on the
query model of cslib-community#923: amplitudes after t queries have degree <= t, outcome
probabilities degree <= 2T, hence adeg_eps(f) <= 2T, deg(f) <= 2T for exact
algorithms, bs(f) <= 8T^2 (exact) and 16T^2 (error 1/3), D(f) <= 4096 T^6,
and N <= 16T^2 for OR_N. NisanSzegedy gains the range-aware form needed for
the constant 16. Search.lean and Grover.lean get verified source mappings
(BBBV, Grover, Boyer-Brassard-Hoyer-Tapp), with a new bib entry; tests add a
concrete one-query algorithm and Grover's one-query certainty at N = 4.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_015DLg8kwPs8yi7ePPdtoNvG

* feat(QueryComplexity/Quantum): exact parity needs N/2 quantum queries

Corollary of deg(PARITY_N) = N and Theorem 4.3 of Beals et al.; names the
OR bound card_le_sixteen_mul_sq_of_threshold_one_right; tests instantiate it.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_015DLg8kwPs8yi7ePPdtoNvG

* feat(QueryComplexity/Quantum): search with an unknown number of marked items (cslib-community#896)

Grover's algorithm with t marked items (BBHT §3, equation (3)), Lemmas 1
and 2 of BBHT §4, and a fixed-budget search algorithm in the existing query
model: a classical register in the workspace holds a random iteration count
below m, and with m = ⌊√N⌋ + 1 the algorithm makes ⌊√N⌋ queries and finds a
marked item with probability at least 1/4 for every number of marked items.

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_015DLg8kwPs8yi7ePPdtoNvG

* feat(QueryComplexity/Quantum): decide OR_N with O(√N) queries and error 1/3 (cslib-community#896)

Composition of query algorithms in the existing model: classical control
registers, parking, checking an output with one more query, and running an
algorithm twice (product state, acceptance 1 - (1 - a)^2). With them, two
independent stages of random Grover search with range 4(⌊√N⌋ + 1), each
followed by a check query, compute OR_N with error at most 1/3 using
8(⌊√N⌋ + 1) queries, matching the polynomial-method lower bound N ≤ 16 T².

Co-Authored-By: Claude Opus 5.5 <noreply@anthropic.com>
Claude-Session: https://claude.ai/code/session_015DLg8kwPs8yi7ePPdtoNvG

---------

Co-authored-by: Claude Opus 5.5 <noreply@anthropic.com>
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