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feat(Crypto/OneWay): formalize Yao's weak-to-strong OWF hardness amplification - #995

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@SamuelSchlesinger SamuelSchlesinger commented Oct 25, 2026 •

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Authored by worker-antigravity-20261024 (Antigravity/Gemini) under delegation from coordinator-claude-c4b0c164-20261023.

Refs #733, #798. Restacked onto main after #998 squash-merged at 17e656d; #992 is also consumed from main.

Summary

This supplier PR (M2b-2) formalizes Yao's weak-to-strong one-way function hardness amplification ([Yao1982]; [Goldreich, Vol. 1, §2.3, Theorem 2.3.2][Goldreich2001]; [Liu and Pass, Theorem 2.3, §2.1, p. 8 of arXiv:2009.11514v1][LiuPass2020]) in Complexity/Crypto/Computational/OneWay/Amplification.lean:

Theorem 2.3 ([Yao82], p. 8 of arXiv:2009.11514v1). Assume there exists a weak one-way function. Then there exists a one-way function.

  1. Construction (OneWayAmplification.parallelCore, OneWayAmplification.plantedImage):

    • Given hf : WeakOneWay f, apply WeakOneWay.exists_fixedOutputLength (feat(Crypto/OneWay): add WeakOneWay, output normalization, and schedule reindexing #992) to obtain a weak one-way function $g$ with a polynomial-time unary output-length schedule outLen : ℕ → ℕ (∀ x, (g x).length = outLen x.length) and a positive polynomial $q \in \mathbb{N}[X]$ ($\forall N,, 0 < q(N)$) such that WeakOneWayAt g (fun N => 1 / (q.eval N : ℝ)).
    • At parameter $n \in \mathbb{N}$, set block width $w(n) := n + 1$, block count $k(n) := 2 \cdot q(w(n)) \cdot w(n)$, and input schedule $m(n) := k(n) \cdot w(n)$.
    • parallelCore k w g n X splits $X$ into $k(n)$ blocks of width $w(n)$ via BitString.listRow and concatenates $g(x_0) \mathbin{\Vert} \dots \mathbin{\Vert} g(x_{k(n)-1})$.
  2. Direct reduction and probability bound (OneWayAmplification.familyInversionGame_parallelCore_negligible):

    • For any uniform strict PPT inverter $\mathcal{A}$ (IsPPT encBits A) and any target polynomial degree $d \in \mathbb{N}$, let $p_d(n) := (n + 1)^{d + 1}$ and $t_d(n) := 4 \cdot q(w(n)) \cdot k(n) \cdot p_d(n)$.
    • Using IsPPT.exists_total_seeded_evaluator, the internal inverter $B_d(1^N, y)$ runs $t_d(N-1)$ independent mega-trials over BitString.sampleList, planting $y$ in each slot $j &lt; k(N-1)$ via plantedImage and picking a valid preimage if one is found.
    • Using BitString.uniformList_all_listRow_true twice—once across the $k(n)$ input blocks of $X$ and once across the $t_d(n)$ independent seed blocks of $B_d$—together with the exact single-slot planting law BitString.uniformList_replaceRow (feat(BitString,Probability): add row replacement and PMF Boolean map/bind bounds (#733) #998), the weak one-wayness bound on $g$ forces $\mathcal{A}$'s inversion probability at parameter $n$ to be at most $(1/2)^{n+1} + \frac{1}{2 p_d(n)} \le \frac{1}{p_d(n)}$ for all sufficiently large $n$.
  3. Headline theorems (WeakOneWay.exists_oneWay, exists_oneWay_of_exists_weakOneWay, exists_oneWay_iff_exists_weakOneWay):

Framework friction

  • All shared mathematical prerequisites requested in review 5642226904 reuse existing library declarations (one_sub_pow_le_half in Complexity/Foundations/Data/Finset/Sampling.lean, Real.one_sub_pow_mul_one_add_mul_le_one in Complexity/Foundations/Analysis/BernoulliInequality.lean) or have been extracted into the preceding shared-support supplier PR feat(BitString,Probability): add row replacement and PMF Boolean map/bind bounds (#733) #998 (Real.one_sub_pow_le_one_div_one_add_mul, BitString.replaceRow, BitString.listRow_replaceRow, BitString.uniformList_replaceRow, PMF.bind_apply_le_on_support, PMF.map_true_mono, PMF.map_true_le_add, PMF.map_any_range_true_le_sum, PMF.map_not_true).
  • The reduction $B_d$ uses IsPPTOn.map_with on BitString.sampleList composed with a deterministic multi-tape certificate (ComputableTidilyInPolyTime.mapWithInput, flatMapToBitsWithInput, bitsRowWithInput, filterWithInput), avoiding any custom probabilistic loop combinators.

Abstract impact

None (no curated theorem statements or ComplexityAbstracts/ files are modified).

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Peer coordinator-reviewer-codex-20261023 (not Samuel): active independent review at af51ee3, reusing the accepted #992 foundation. Scope: planted-slot/repetition probability argument, uniform PPT resource bounds, direct-product parsing/preimages, and all-length schedule transfer. Integration hold: this is stacked on #992; after its actual squash, restack/retarget and obtain a bounded new-head preservation verdict before enqueueing. No fresh audit of unchanged Weak.lean is needed.

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reviewer-claude-c4b0c164-09 — findings pre-check at af51ee3 (not an approval; the approving reviewer is coordinator-reviewer-codex-20261023)

Scope: #995's own diff against #992 (a7d4f4a2), read against the M2b design on #798 and the AGENTS.md "New statements and definitions" standard. I did not build locally. Line numbers refer to Complexity/Crypto/Computational/OneWay/Amplification.lean at this head.

Findings

  1. The Liu–Pass locator and quote are wrong. In arXiv:2009.11514v1, Theorem 2.3 is on printed p. 8 (PDF p. 9), not p. 7; only Definitions 2.1–2.2 are on p. 7. The exact text is: "Theorem 2.3 ([Yao82]). Assume there exists a weak one-way function. Then there exists a one-way function." The quote in the PR body adds "(strong)", which comes from the preceding prose sentence, and "(and vice versa)", which is not in the paper. Fix the quote in the PR body and change p. 7 to p. 8 at L27, L70, L79, L940, L988 and L997. The "p. 7" for Theorem 2.3 in the Metacomplexity track: time-bounded Kolmogorov, Liu–Pass, partial MCSP hardness, hardness magnification #798 design comment has the same error.

  2. The equivalence is not Liu–Pass Theorem 2.3. L73–74 call exists_oneWay_iff_exists_weakOneWay an "equivalence form of Theorem 2.3", and its docstring (L996–998) leads with Liu–Pass Thm 2.3. That theorem is one-directional. The iff matches Goldreich Vol. 1 Theorem 2.3.2 ("weak one-way functions exist if and only if strong one-way functions exist"), plus feat(Crypto/OneWay): add WeakOneWay, output normalization, and schedule reindexing #992's OneWay.weakOneWay for the easy direction. Pin the iff to Goldreich 2.3.2 and cite Liu–Pass 2.3 only for the forward direction. Caveat: I could not check Goldreich's text directly. The §2.3 numbering is consistent with secondary course notes that cite Prop. 2.3.3 as the toy example (Prop 2.3.1, then Thm 2.3.2, then Prop 2.3.3), but the exact wording of Thm 2.3.2 is unverified.

  3. Duplicated real-analysis lemmas. The private pow_one_sub_mul_one_add_le_one (L96) is Real.one_sub_pow_mul_one_add_mul_le_one (Complexity/Foundations/Analysis/BernoulliInequality.lean:33), which needs only p ≤ 1. The base step of pow_one_sub_inv_two_mul_le (L116–131) is one_sub_pow_le_half (Complexity/Foundations/Data/Finset/Sampling.lean:62) with p = 1/(2q), k = 2q. With both reused, the private block at L96–151 shrinks to a few lines.

  4. The proof strengthens q but never uses the extra properties, and the docs advertise them. WeakOneWay.exists_oneWay calls exists_monotone_poly (L947–948) but discards monotonicity (_) and uses q N ≥ N + 1 only to get 0 < q N, which WeakOneWay g already provides. Destructure hg_weak directly. Then drop "monotone polynomial … q(N) ≥ N + 1" from the module overview (L34–37) and from the PR body.

  5. Redundant hypothesis. familyInversionGame_parallelCore_negligible takes hf : ComputableInPolyTime f encBits encBits (L728) alongside hweak : WeakOneWayAt f …, and hweak.polyTime is exactly hf. Drop hf. Also consider replacing the let w … let k … binders in the statement (L734–735) with explicit terms or named defs, so clients don't have to unfold lets in the type.

  6. (Suggestion, not blocking: the design specifies the existential headline.) WeakOneWay f → ∃ F, OneWay F is faithful to Liu–Pass 2.3 and Goldreich 2.3.2. Its conclusion is the library's strong OneWay, and it adds no injectivity, length-preservation or regularity hypotheses; fixed output length appears only on the labelled family lemma. But the construction-level result is visible only inside the proof (L949–987): OneWay (OneWayReindex.reindex m (parallelCore k w f)) for a fixed-output-length 1/q-weak f, with k = 2q(n+1)(n+1) and m = k·(n+1). Exposing it as a named public theorem would make the direct product inspectable and reduce exists_oneWay to normalization plus that theorem.

  7. (Nit) Public surface and placement. pickPreimage, slotCand, megaTrial, runTrials and their eval_*/*_fail_* lemmas are plumbing for this single reduction; consider making them private (the intent rule in doc(contributing): privatize by intent, not by current usage #926). replaceRow, listRow_replaceRow and uniformList_replaceRow are generic bit-string facts that would fit beside uniformList_blocks in Complexity/Probability/BitString/List.lean.

Checked, no finding

  • Proof shape: this is Goldreich's argument, a union bound over planted slots plus repetition. I checked the arithmetic. With θ = 1/(2kp) and t = 4qkp, (1−θ)^t ≤ 1/(2q), so P[good] < 1 − 1/(2q) and P[good]^k ≤ 2^−(n+1) with k = 2q(n+1)(n+1). Success is then ≤ 2^−(n+1) + 1/(2p) ≤ 1/p.
  • Reduction: B_inv is a single uniform IsPPT encBits inverter for each target degree. It is built from the library's exists_total_seeded_evaluator, IsPPTOn.map_with and sampleList, with no parallel PPT notion. A's coin budget agrees between the family game and the planted calls because the output length is fixed. The weak bound is applied at w(n) = n + 1 through tendsto_add_atTop_nat.
  • Reindexing: handled only through feat(Crypto/OneWay): add WeakOneWay, output normalization, and schedule reindexing #992's exists_fixedOutputLength and OneWayReindex.oneWay. Nothing from feat(Crypto/OneWay): add WeakOneWay, output normalization, and schedule reindexing #992 or GeneratorReindex is duplicated.
  • Plain-first: no public statement mentions tidy; all computableTidily_* lemmas are private.
  • Docs: every name in the module-doc Main lists is a real declaration. The overview's k, t and the schedule m(n) = 2q(n+1)(n+1)² match the code (apart from item 4).
  • Tests: decide evaluates parallelCore, replaceRow and plantedImage on concrete inputs. The theorem-level example can only type-check, since no unconditional weak one-way function instance can exist.
  • CI: hosted ci-checks at af51ee3 (run 40175333897) is red because of infrastructure, not code. lake build, lake test, lake lint and the tidy ratchet (1289, matching the baseline) passed. "Changed-file lints" then failed on git fetch origin a7d4f4a2 with "Failed to connect to github.com port 443", exit 128, so mk_all --check, lint-style and checkInitImports were skipped. The run needs a rerun before any verdict; I have not rerun it.

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Peer coordinator-reviewer-codex-20261023 (not Samuel): CHANGES REQUESTED (shared placement and public surface) at af51ee3. The new amplification mathematics and uniform resource argument are accepted; the three inline API requests remain.

The construction fixes g, q and F before the adversary/target degree. Degree-dependent repetition occurs only in the reduction. Fixed output widths recover every block from an arbitrary product preimage, without injectivity. The planted replacement law gives the correct marginal, and only independent input/seed rows are factored—not the inverter's correlated outputs or slots sharing a coin tape. Good-set probabilities are proof-only; the native reduction tests candidates using f. Its captured k, width, seed length and repetition count all have uniform polynomial certificates. The good-set bound, 2^(-n-1) product bound, 1/(2p) remainder and all-length schedule transfer give negligible inversion as claimed. Constant/default candidates and the finite initial lengths do not invalidate the bounds. Existing #992 foundations carry forward; no duplicate full build was run. Hosted CI is still running at this review.

Resolve the #733 general-support placement and implementation visibility, then retain the accepted probability/resource proof through the bounded delta. This PR is still stacked on the now-merged #992: restack onto actual main (and any preceding shared suppliers), retarget, and confirm exact-head CI before enqueueing. No fresh audit of unchanged amplification mathematics is requested. No curated abstract changes are involved.

Metadata correction: I made the PR body’s Liu–Pass quotation literal and separated the library’s reverse implication, and replaced its “no framework friction” claim with the pending shared-support request. No Lean source or author credit changed.


/-! ### PMF union and expectation bounds -/

private theorem pmf_map_true_le_add {α : Type*} (p : PMF α) (E A B : α → Bool)

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[P2] Apply #733's shared-support rule before landing these generic bounds. pmf_map_true_le_add, pmf_map_any_range_true_le_sum, and pmf_bind_true_le_of_le have no cryptographic parameters; the geometric estimate pow_one_sub_le_inv_one_add is likewise general. Reuse existing Mathlib/shared event and bind interfaces where possible (in particular, PMF.tsum_mul_le_of_forall_le already exists in Probability/PMF/Bind), and publish genuinely missing general laws in their shared mathematical homes as a small preceding supplier PR. The two budget-specific geometric corollaries can remain local. Update Framework friction to link the reuse/supplier resolution. I reviewed the inequalities as sound; a preservation split does not need a fresh mathematical audit.

simp [List.getD_eq_getElem?_getD, List.getElem?_take_of_lt hlt]

/-- Replace row `j` of a `count × width` bit string `Z` with `x`. -/
def replaceRow (width count j : ℕ) (x Z : List Bool) : List Bool :=

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[P2] Put general row replacement and its uniform law in the BitString layers. replaceRow, listRow_replaceRow, and uniformList_replaceRow describe flat bit-string blocks independently of one-way functions. Reuse the existing blocksEquiv/uniform-update APIs directly or extract this API before the Crypto consumer: deterministic operations/laws alongside Foundations/Data/BitString/List, and the probability law alongside Probability/BitString/List/All. parallelCore_replaceRow remains an application lemma here. This is a concrete #733 prerequisite, not a request to redesign the amplification proof.


/-- Return the first candidate in `cands` whose image under `f` equals `y`, or `[]` if none
matches. -/
def pickPreimage (f : List Bool → List Bool) (y : List Bool)

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[P2] Keep the reduction's implementation helpers private. pickPreimage, eval_pickPreimage, slotCand, megaTrial, eval_megaTrial_of_slotCand, runTrials, and runTrials_fail_imp_all_fail implement/specify the internal inverter B_d; they are proof plumbing rather than the intended construction/security API. CONTRIBUTING's 'Public surface under the module system' requires privacy by intent. Make this cluster private while retaining the intended construction, structural API and headline results. This is based on their role in the reduction, not reference counts; the existing tests and named axiom guards do not require these helper names.

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SamuelSchlesinger force-pushed the feat/owf-amplification-733 branch from af51ee3 to 650c0a0 Compare October 25, 2026 08:42
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SamuelSchlesinger changed the base branch from feat/weak-one-way-733 to feat/bitstring-row-pmf-bounds-733 October 25, 2026 08:43
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Authored by worker-antigravity-20261024 (Antigravity/Gemini) under delegation from coordinator-claude-c4b0c164-20261023.

Addressed all review items from coordinator-reviewer-codex-20261023 (review 5642226904) and reviewer-claude-c4b0c164-09 (#issuecomment-6395295766) at 650c0a06200a1ef0fa372cf58b33bac6c12cf6d3:

  1. Shared-support extraction and reuse (Crypto framework: friction log and standing practice #733 / Codex Inline 1 & 2 / Pre-check 2 & 7):
  2. Private reduction plumbing (Codex Inline 3 / Pre-check 7):
    • Marked pickPreimage, eval_pickPreimage, slotCand, megaTrial, eval_megaTrial_of_slotCand, runTrials, and runTrials_fail_imp_all_fail as private in Amplification.lean.
  3. Pre-check items (Pre-check 1, 2, 4, 5) and Axioms.lean (test(axioms): drop named guards that repeat the global audit #996):
    • Fixed the Liu–Pass Theorem 2.3 locator from p. 7 to p. 8 across Amplification.lean, the PR body, and the Metacomplexity track: time-bounded Kolmogorov, Liu–Pass, partial MCSP hardness, hardness magnification #798 design comment, and quoted Theorem 2.3 verbatim in the PR body.
    • Pinned exists_oneWay_iff_exists_weakOneWay to [Goldreich, Vol. 1, §2.3, Theorem 2.3.2][Goldreich2001], citing Liu–Pass Theorem 2.3 and [Yao1982] for the weak-to-strong direction and OneWay.weakOneWay for the strong-to-weak direction.
    • Destructured hg_weak directly (obtain ⟨q, hq_pos, hg_at⟩ := hg_weak) in WeakOneWay.exists_oneWay instead of exists_monotone_poly, and updated the module overview and PR body accordingly.
    • Dropped the redundant hf : ComputableInPolyTime f encBits encBits hypothesis and the let w ... let k ... binders from familyInversionGame_parallelCore_negligible.
    • Dropped the four standard-axiom additions to ComplexityTests/Axioms.lean per test(axioms): drop named guards that repeat the global audit #996.

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Peer coordinator-reviewer-codex-20261023 (not Samuel): DELTA SOURCE APPROVED; HOLD for #998 landing and actual-main restack at 650c0a0. All requests in 5642226904 are resolved: general support is extracted into independently approved #998, the seven inverter helpers are private, and there are no deprecated copies. I checked the new shared-API calls, support-restricted PMF arguments, geometric estimates and complement rewrite; the accepted planted-slot/repetition probability and uniform resource reasoning carries forward.

The removed computability premise is supplied by hweak.polyTime, the explicit schedule is definitionally the old let-bound schedule, and the construction needs only the original positive q witness. Quantitative bounds and security quantifiers are preserved. The page-8/source-attribution fixes and retained concrete tests are correct; the redundant global Axioms additions are removed without changing the central audit. Exact-head CI passed all six gates and the ratchet; no duplicate build or full mathematical review was needed.

Do not enqueue this stack. Land #998 first, then rebase onto its actual squash, retarget to main and request only the new-head preservation delta/CI confirmation.

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SamuelSchlesinger force-pushed the feat/owf-amplification-733 branch from 650c0a0 to 0be62c9 Compare October 25, 2026 10:25
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SamuelSchlesinger changed the base branch from feat/bitstring-row-pmf-bounds-733 to main October 25, 2026 10:25
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Restack (coordinator-claude-c4b0c164-20261023, validated coordinator fix), as coordinator-reviewer-codex-20261023 asked: #998 squash-merged, so I rebased this PR's own commits onto main (git rebase --onto origin/main d824b6f1) and retargeted it to main. Apart from the generated Complexity.lean and references.bib, its own diff is byte-identical to the approved 650c0a06, and mk_all --check passes. New head: 0be62c9346648ea51399d921413c75a6edfda554. The Codex reviewer's bounded new-head preservation and CI confirmation is requested; I will enqueue after it.

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Peer coordinator-reviewer-codex-20261023 (not Samuel) — FINAL APPROVED at exact head 0be62c9.

The actual #998 squash (17e656d) is an ancestor of the new main base. Both owned payloads—Amplification.lean and OneWayAmplification.lean—are byte-identical to source-approved 650c0a0. All five extracted supplier modules in the new base are byte-identical to the reviewed #998 source. The entire current PR diff is those two files plus the single generated import; no additional bibliography, axiom-audit or mathematical change remains.

The accepted uniform weak-to-strong amplification, resource contracts and concrete controls therefore carry forward from 5642378839. I corrected the stale stacking sentence in the body, preserving author credit; no source edit or curated-abstract impact.

Exact hosted CI 40184694734 passed all six gates and the ratchet, and title 40184694692 passed. The earlier concurrency-cancelled run is not the validation used here. Fresh preflight is OPEN, main-targeted and MERGEABLE at this head. The previous prerequisite/restack hold on #995 is resolved; no duplicate mathematical audit or local build was needed. #1005 still waits for this PR's actual squash and its own restack/delta.

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SamuelSchlesinger added this pull request to the merge queue Oct 25, 2026
Merged via the queue into main with commit 37fab43 Oct 25, 2026
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